PARfinance is committed to ensure its activities as fully compliant with Swiss laws and regulations.
Our Compliance Officer, who has two main roles, makes these commitments:
The Compliance Officer informs all the members of the company, and makes sure that each of them comply with Swiss laws and regulations pertinent to their profession.
All accounts are reviewed by the Compliance Officer of PARfinance, before being presented to the bank. Throughout the year, the Compliance Officer ensures the follow up of all accounts such as collection of necessary information, compliant client transactions etc.
Regulation and Audit
The Compliance Officer reports any suspicious activity to the Executive Management of the company and is a member of the Management Committee of the company. Each year, PARfinance undergoes a compliance audit on its activities and on its clientele through a specialized external auditor.